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Postgraduate Diploma/LLM in: Financial Services Law, Regulation and Compliance

Improve your job security with a Postgraduate financial services law e-learning course - Book Your Place Today!

Commences: 25th September 2017 (Application deadline: 15th September 2017)

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The purpose of the course is to enable you to:

  • develop an in-depth and practical understanding of financial services law, regulation and compliance
  • discuss the substantive legal principles and also detailed regulatory requirements and obtain practical guidance and understanding of compliance issues
  • expand skills and enable you to gain knowledge in an area of considerable commercial interest which will enhance your employability potential in the financial services and other regulatory sectors

The postgraduate diploma programme is 12 months long and comprises an introductory module, eight compulsory core modules and seven specialist modules (of which you choose to study one). Each of the core modules give a thorough grounding in the core components of financial services law whilst referring to aspects and important points of law from all of the other modules.

The course is taught by the self-study of a comprehensive module manual and with students encouraged to read from specified case law and legal journals. There is a logical progression through a complex syllabus and students are given the opportunity to discuss theoretical issues as well as practical problem solving. Students are supported in undertaking online research using electronic law databases and are encouraged to use online legal resources. The course team will respond to student queries left on the forum promptly and will ensure that you feel well supported and engaged throughout your studies.

The course modules will be accessed through the online learning platform that will contain handbooks, web links, a discussion forum, and assessment criteria.The course is assessed entirely through coursework.

 

Each module includes:

  • Your core study material containing a series of short thought provoking questions which will assess your understanding
  • A self-assessment problem question which will help you to develop your skills of reasoning and argument

 

The Introductory Module

This module will introduce you to key concepts that are necessary for an understanding of the modules that follow.


The Core Modules

Once you have studied the introductory module you will study the core modules. You will:

  • Follow the written material provided
  • Test your understanding of the material by responding to the questions included
  • Attempt the self-assessment problem question


The Specialist Modules

You will then study your specialist module, allowing you to tailor the course to your specific needs.

Being part of the international community at London Metropolitan University has been a really positive experience

Graduate, London Metropolitan University


  • develop your academic knowledge and awareness of issues in financial services law, regulation and compliance
  • increase your understanding of the legal dimension to activities taking place in the financial services field and the extent to which they might give rise to legal issues
  • focus on the practical application of the law
  • benefit from expertise of tutors with strong relevant backgrounds in the academic world and in legal practice with a number practising as barristers or solicitors.
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This internationally recognised qualification has been developed for those who wish to acquire expertise in financial services law. This is a rapidly growing area of law which includes financial compliance and regulation, global financial crime, regulation of the different areas of the finance industry, as well as data protection. It has been designed specifically for those working in, or wishing to enter the financial services fields; or for those with, or without legal backgrounds who wish to broaden their expertise and to understand better the legal issues arising in these areas. It therefore welcomes applicants from both legal and non-legal backgrounds who have the potential to benefit from the programme and includes an introductory module to English Law designed to assist those with no prior legal training.

Students who successfully complete the Postgraduate Diploma in Financial Services Law, Regulation and Compliance will have the option to carry their credits forward and top up to a London Metropolitan University Master of Laws (LLM) by distance learning. This LLM top up will consist of one research based module followed by a dissertation of between 12,000-15,000 words.


The faculty and staff have made my learning experience a very positive one, with fantastic support throughout my studies. I have gained a great deal of experience and knowledge and am proud to say I am a graduate of London Metropolitan University

Graduate, London Metropolitan University 

Ready to apply?

Do not delay your application as places are limited.

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